Privacy Policy
Moffatt Financial Strategies, LLC (“we,” “our,” or “us”) is committed to protecting your privacy. This Privacy Policy explains how we collect, use, and protect your information, particularly in relation to SMS messaging services. SMS opt-in consent or phone numbers collected for SMS purposes will NOT be shared with third parties or affiliates for marketing purposes under any circumstances.
Investment advisers are required by law to inform their clients of their policies regarding privacy of client information. We are bound by professional standards of confidentiality that are even more stringent than those required by law. Federal law gives the customer the right to limit some but not all sharing of personal information. It also requires us to tell you how we collect, share, and protect your personal information.
TYPES OF NONPUBLIC PERSONAL INFORMATION (NPI) WE COLLECT
We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, and Credit Card Numbers or Information. When you are no longer our customer, we may continue to share your information only as described in this notice.
PARTIES TO WHOM WE DISCLOSE INFORMATION
All Investment Advisers may need to share personal information to run their everyday business. In the section below, we list the reasons that we may share your personal information:
For everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus;
For our marketing – to offer our products and services to you;
For joint marketing with other financial companies;
For our affiliates’ everyday business purposes – information about your transactions and experiences and information about your creditworthiness; or
For non-affiliates to market to you.
If you are a new customer we may begin sharing your information on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
PROTECTING CONFIDENTIALITY OF CURRENT AND FORMER CLIENT’S INFORMATION
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and building.
FEDERAL LAW GIVES YOU THE RIGHT TO LIMIT SHARING – OPTING OUT
Federal law allows you the right to limit the sharing of your NPI by “opting-out” of the following: sharing for affiliates’ everyday business purposes – information about your creditworthiness; or sharing with affiliates or non-affiliates who use your information to market to you. State laws and individual companies may give you additional rights to limit sharing. Please notify us immediately if you choose to opt out of these types of sharing.
DEFINITIONS: Affiliates – companies related by common ownership or control. They can be financial and non-financial companies; Non-affiliates – companies not related by common ownership or control. They can be financial and non-financial companies; Joint marketing – a formal agreement between non-affiliated financial companies that together market financial products or services to you.
Please call if you have any questions. Your privacy, our professional ethics, and the ability to provide you with quality
SMS Terms of Service
Moffatt Financial Strategies, LLC (“we,” “our,” or “us”) is committed to protecting your privacy. This Privacy Policy explains how we collect, use, and protect your information, particularly in relation to SMS messaging services.
SMS Consent & Communication
We collect and store your phone number when you consent to receive SMS messages from Moffatt Financial Strategies. Your number will not be shared with third parties for marketing purposes.
Types of SMS Communications
If you have consented to receive text messages from Moffat Financial Strategies, you may receive messages related to the following:
Conversation external
Example: "Hello, this is a friendly reminder of your upcoming appointment with [Name] at [Location] on [Date] at [Time]. You can reply STOP to opt out of SMS messaging from Moffatt Financial Strategies at any time."
Message Frequency
Message frequency varies. Expect up to 4 messages per month regarding your appointments and service updates.
Fees
Standard message and data rates may apply.
Opt-In Methods
You may opt in to receive SMS messages from Moffatt Financial Strategies in the following way:
By submitting an online form
Additional Options
If you do not wish to receive SMS messages, you can choose not to check the SMS consent box on our forms.
Opt-Out Methods
You can opt out at any time by replying “STOP” to any message or calling 682-747-0134.
Help & Support
Reply “HELP” for assistance or contact us directly at 682-747-0134.
Data Collection & Protection
We collect limited personal information such as name, phone number, and communication history, which is securely stored and used only to support your services.
User Rights
You may request access, updates, or deletion of your personal information by contacting our office.
Policy Updates
We may update this Privacy Policy periodically. Updates will be posted on our website.
Accessibility 3
This Privacy Policy is available on our website and in our offices. If you require it in an alternative format for accessibility reasons, please contact us. By continuing to use our services, including SMS messaging, you acknowledge and accept this Privacy Policy. SMS